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Lexology : GTDT - Financial Services Compliance 2020 - Brazil Chapter


José Luiz Homem de Mello; Fernanda Paula Salomão

Law Business Research Ltd

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​Financial Services Compliance will assist those who represent or are engaged with globally active institutions in navigating the regulatory requirements and frameworks of multiple jurisdictions. Topics covered with local expert insight include regulation and enforcement; registration or authorisation regimes; the powers of national financial services authorities; director duties and accountability; typical sanctions imposed for violations; applicability of private rights of action; required standard of care; importance of gatekeepers; and approach to cross-border issues.


Reproduced with permission from Law Business Research Ltd.
This article was first published in Lexology : GTDT - Financial Services Compliance 2020 (Report generated on 22 May 2020). For further information please visit

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